Sanctions Hit Remediation Workflow

End-to-end workflow when sanctions screening detects a match. Covers hit classification, adjudication (true hit vs false positive), freeze + report for true hits, false-positive clearance, and list-update handling for periodic portfolio rescreening.
Steps
5
Standard refs
0
Catalog version
0.14
Standards basis
ISA, PCAOB AS, IFRS, IIA GIAS (public standards)

Procedures

  1. Hit Classificationproc_hit_classification

    Classify the screening match (exact / fuzzy / alias / entity) and attach the screening context.

  2. Adjudicationproc_adjudication

    Adjudicate the match — true hit vs false positive — under defined criteria and with audit trail.

  3. True Hit Freeze and Reportproc_true_hit_freeze_and_report

    Apply asset freeze, inhibit outgoing payments, notify authorities, and report the true hit.

  4. False Positive Clearanceproc_false_positive_clearance

    Clear a false-positive match with audit trail and resume normal servicing.

  5. List Update Handlingproc_list_update_handling

    Respond to a sanctions list update by rescreening the portfolio and processing any new matches.

End-to-end workflow when sanctions screening detects a match. Covers hit classification, adjudication (true hit vs false positive), freeze + report for true hits, false-positive clearance, and list-update handling for periodic portfolio rescreening.