Swiss SAR / MROS Escalation

End-to-end suspicious-activity-report workflow under Swiss AMLA + MROS regime. Staff suspicion -> investigation -> MLRO escalation -> filing decision -> MROS submission + transaction hold. Tipping-off prohibition enforced throughout.
Steps
5
Standard refs
0
Catalog version
0.14
Standards basis
ISA, PCAOB AS, IFRS, IIA GIAS (public standards)

Procedures

  1. Suspicion Identificationproc_suspicion_identification

    Identify, contextualise, and record an initial suspicion of money laundering or terrorist financing.

  2. Investigationproc_investigation

    Investigate the alert in depth and assemble findings for the MLRO decision.

  3. Internal Escalation to MLROproc_internal_escalation_to_mlro

    Route the investigation to the Money Laundering Reporting Officer for decision.

  4. Filing Decisionproc_filing_decision

    MLRO makes a binding decision to file (or not) a report to MROS.

  5. MROS Submission and Transaction Holdproc_mros_submission_and_hold

    Transmit the report to MROS, confirm receipt, apply the transaction hold, and monitor until MROS instruction.

End-to-end suspicious-activity-report workflow under Swiss AMLA + MROS regime. Staff suspicion -> investigation -> MLRO escalation -> filing decision -> MROS submission + transaction hold. Tipping-off prohibition enforced throughout.