KYC Blueprints
The KYC blueprint family models AML / KYC operating workflows that audit teams test, validate, and rely on. Each workflow is a typed procedure graph — anchors, decision steps, evidence requirements, and escalation paths — covering one customer-due-diligence scenario end to end, with citations to the standards and statutes that drove each step.
Six workflows ship: private-banking onboarding (standard CDD plus source-of-wealth substantiation), correspondent banking (Wolfsberg CBDDQ-aligned counterparty due diligence), crypto-CASP onboarding under the EU MiCA regime, periodic review (risk-tier-driven refresh cadence with ongoing monitoring), SAR escalation (suspicious-activity reporting with audit-trail preservation), and sanctions-hit remediation (alert disposition and OFAC / EU consolidated list updates).
The blueprints reference Capital Requirements Regulation (CRR), the EU Anti-Money-Laundering Regulation (AMLR), and Wolfsberg Group principles where applicable. Use this family when designing testing programs over a financial institution's KYC / AML control environment, or as the operating model for a synthetic AML data generator.
CASP / Crypto Customer Onboarding (MiCA + TFR)
Crypto-asset service provider workflow — wallet attribution, travel-rule data exchange, and chain analytics.
Correspondent Banking Onboarding (CBDDQ-driven)
Correspondent-banking due diligence — Wolfsberg CBDDQ-aligned counterpart questionnaire and risk scoring.
Private Banking Customer Onboarding
End-to-end private-banking onboarding — identity, beneficial ownership, source-of-wealth, and sanctions screening.
Perpetual KYC Review
Periodic KYC review — refresh cadence by risk tier with re-screening and adverse-media monitoring.
Sanctions Hit Remediation Workflow
Sanctions match remediation — alert disposition, false-positive handling, and OFAC / EU consolidated list updates.
Swiss SAR / MROS Escalation
Suspicious-activity reporting — internal escalation, MROS-style filing, and audit trail.